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Total errors found:
4
WCAG21 A [2]:
E958 [1], P908 [1]
WCAG21 AA [2]:
E910 [1], E916 [1]
Total warnings found:
1
WCAG21 A [1]:
W889 [1]
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 282           <h2>
 282             Recording Policy and Guidelines
 282           </h2>
 284         </div>
 287         <div id="scope_box">
 288           <h3>
 288             SCOPE OF THIS CHAPTER
 288           </h3>
 289           <p>
 289             'Good case recording is important to demonstrate the accountability of staff…it helps to focus the
                 work of staff and supports effective partnerships with service users and carers. It ensures there
                 is a documented account of the responsible authority's involvement with individual service users,
                 families and carers and assists with continuity when workers are unavailable or change'.
 289           </p>
 290           (DfE, The Children Act 1989 Guidance and Regulations - Volume 2: Care Planning, Placement and Case
               Review (2015))
 291           <h3>
 291             RELEVANT CHAPTERS
 291           </h3>
 292           <p>
 292             <a href="p_case_rec.html">
 292               Case Records and Retention Procedure
 292             </a>
 292           </p>
 293           <p>
 293             <a href="p_access_to_recs.html">
 293               Access to Records / Subject Access Requests Procedure
 293             </a>
 293           </p>
 294           <p>
 294             <a href="p_confid_pol.html">
 294               Confidentiality Policy
 294             </a>
 294           </p>
 295           <h3>
 295             AMENDMENT
 295           </h3>
 296           <p>
 296             This chapter was amended in April 2020 to reflect the Ofsted Twitter Blog of 24/7/19 by Yvette
                 Stanley, Ofsted's National Director for Social Care. The Blog highlights feedback from a number of
                 inspections and explores what good recording should look like (
 296             <a
                 href="https://socialcareinspection.blog.gov.uk/2019/07/24/what-makes-an-effective-case-record/
                 " target="_blank" rel="noopener">
 296               Ofsted: developments in children's social care – What makes an effective case record?
 296             </a>
 296             ).
 296           </p>
 297         </div>
 298         <div id="sections">
 300           <h3 id="sections_list">
 300             Contents
 300           </h3>
 301           <ol>
 302             <li>
 302               <a href="#one">
 302                 Records Must be Kept on all Children
 302               </a>
 302             </li>
 303             <li>
 303               <a href="#two">
 303                 The Design of Records and Forms Must be Approved
 303               </a>
 303             </li>
 304             <li>
 304               <a href="#three">
 304                 Children and their Families Must be Informed about their Records
 304               </a>
 304             </li>
 305             <li>
 305               <a href="#four">
 305                 The Practitioner Primarily Involved Should Complete the Record
 305               </a>
 305             </li>
 306             <li>
 306               <a href="#five">
 306                 All Relevant Information about Children and their Families Must be Recorded
 306               </a>
 306             </li>
 307             <li>
 307               <a href="#six">
 307                 Children and their Families should be Involved in the Recording Process
 307               </a>
 307             </li>
 308             <li>
 308               <a href="#seven">
 308                 Information about Children/their Families should Normally be Shared with them
 308               </a>
 308             </li>
 309             <li>
 309               <a href="#eight">
 309                 Managers must Ensure that Confidential Information is Identified
 309               </a>
 309             </li>
 310             <li>
 310               <a href="#nine">
 310                 Records Must be Kept up to Date
 310               </a>
 310             </li>
 311             <li>
 311               <a href="#eleven">
 311                 Records Must be Written Clearly using Plain Language and Avoid Prejudice
 311               </a>
 311             </li>
 312             <li>
 312               <a href="#twelve">
 312                 Records Must be Accurate and Adequate
 312               </a>
 312             </li>
 313             <li>
 313               <a href="#thirteen">
 313                 Managers Must Oversee, Monitor and Review Records
 313               </a>
 313             </li>
 314             <li>
 314               <a href="#fourteen">
 314                 Records Should be Kept Securely
 314               </a>
 314             </li>
 315             <li>
 315               <a href="#fifteen">
 315                 Removal of Records
 315               </a>
 315             </li>
 316             <li>
 316               <a href="#sixteen">
 316                 Use of Computers at Home
 316               </a>
 316             </li>
 317           </ol>
 318           <h3 id="one">
 318             1. Records Must be Kept on all Children
 318           </h3>
 319           <p>
 319             The child's record is an important source of information for them as well as a tool for planning
                 actions and interventions. It provides information about the sequence of events which brought
                 about Children's Social Care's intervention into their life and provides an explanation for the
                 reasons why important decisions were made in the child's and/or family's life. The case record can
                 be key to helping a child understand themselves and their past – especially where the child was
                 unable to live with their parent/other long term carer.
 319           </p>
 320           <p>
 320             The child's case record will usually be developed from notes taken in the course of a visit or
                 interview and these may be used directly, or as a result of such information being in a report or
                 court statement. The Family Court, in the case of RE M and N (Children) (Local authority
                 gathering, preserving and disclosing evidence) advised that social workers/practitioners must make
                 contemporaneous notes which form a coherent, contemporaneous record. The notes should be legible,
                 signed and dated and record persons present during the meeting/conversation in question. The notes
                 should be detailed and accurately attribute descriptions, actions and views etc. In some
                 instances, sketches/diagrams may be helpful in establishing the veracity of explanations given,
                 e.g. with regard to how injuries were sustained, etc.
 320           </p>
 321           <p>
 321             <span class="bold">
 321               Note
 321             </span>
 321             : These original notes might need to be disclosed in a court.
 321           </p>
 322           Each child must have their own electronic case record from the point of referral to case closure;
               audio, video and digital recordings may also be kept.
 323           <p>
 323             Where paper files are also kept, information held in electronic records must accurately reflect
                 the corresponding information recorded within paper files.
 323           </p>
 324           <p>
 324             Records held on paper may extend to more than one volume. Where more than one volume exists, the
                 dates covered by each volume must be clearly recorded on the front cover.
 324           </p>
 325           <p>
 325             All records, irrespective of whether they are physical or electronic, should be securely kept and
                 electronic messaging (e.g. emails) should also be sent in a secure and safe way so as to preserve
                 their confidential and professional nature, (see
 325             <a href="#fourteen">
 325               Section 13, Records Should be Kept Securely
 325             </a>
 325             ).
 326           </p>
 327           <h3 id="two">
 327             2. The Design of Records and Forms Must be Approved
 327           </h3>
 328           <p>
 328             Records and forms must be designed to fit their purpose and used consistently across the
                 organisation. The design should be flexible and promote ready distinction between historical and
                 current information and not rigidly seek to reflect a presumed social work 'workflow'.
 328           </p>
 329           <p>
 329             A manager must approve the design of all records and forms before coming into use.
 329           </p>
 330           <h3 id="three">
 330             3. Children and their Families Must be Informed about their Records
 330           </h3>
 331           <p>
 331             Children and their families should be told what types of information/data is contained in their
                 case records.
 331           </p>
 332           In particular, they should be helped to understand what data is collected on them, how it is used,
               who it might be shared with and how long it will be kept for. The most common way to provide
               information to Data Subjects on what data is collected and how it is used is through a Privacy
               Notice. Privacy Notices must be easily accessible to children, young people and their families, and
               should be part of the induction pack given to any new staff members.
 333           <p>
 333             See
 333             <a href="p_confid_pol.html">
 333               Confidentiality Policy
 333             </a>
 333             and
 333             <a href="p_access_to_recs.html">
 333               Access to Records / Subject Access Requests Procedure
 333             </a>
 333             .
 333           </p>
 334           <p>
 334             Where children have been adopted, see also
 334             <a href="p_acc_adop_recs.html">
 334               Access to Birth Records and Adoption Case Records Procedure
 334             </a>
 334             .
 334           </p>
 335           <p>
 335             Information must be provided in a form that children and their families will understand - in their
                 preferred language or method of communication. An interpreter will be provided if needed.
 335           </p>
 336           <h3 id="four">
 336             4. The Practitioner Primarily Involved Should Complete the Record
 336           </h3>
 337           <p>
 337             The practitioner primarily involved, that is the person who directly observes or witnesses the
                 event that is being recorded or who has participated in the meeting/conversation, must complete
                 records.
 337           </p>
 338           <p>
 338             Where this is not possible and records are completed or updated by other people, it must be clear
                 from the record which person provided the information being recorded. Preferably the originator
                 should read the record to ensure its accuracy.
 338           </p>
 339           Records of decisions must show who made any decision as well as the basis on which it was made.
 340           <p>
 340             See also:
 340             <a href="#eleven">
 340               Section 10, Records Must be Written Clearly using Plain Language and Avoid Prejudice
 340             </a>
 340             and
 340             <a href="#twelve">
 340               Section 11, Records Must be Accurate and Adequate
 340             </a>
 340             .
 340           </p>
 341           <h3 id="five">
 341             5. All Relevant Information about Children and their Families must be Recorded
 341           </h3>
 342           <p>
 342             Every child's case record must hold details of the child's full name, date of birth and any
                 identification number. Care should be undertaken to ensure the spelling of names is accurate and
                 where possible, evidenced e.g. birth certificate. In some instances, key information may change
                 and it is important the record should identify the current circumstance of the child / family.
 342           </p>
 343           <p>
 343             Other professionals and partner agencies providing information/reports should be made aware that
                 information provided by them may well be included on the child's file and that this could be
                 accessed by them.
 343           </p>
 344           <h4>
 344             5.1 The Basic Record
 344           </h4>
 345           <ul>
 346             <li>
 346               Names and details of everyone who lives in the family home with the child, identifying the
                   person who has Parental Responsibility;
 346             </li>
 347             <li>
 347               Where the child does not live at their home, the details of the Placement / arrangements and the
                   legal status of the child;
 347             </li>
 348             <li>
 348               Names and details of anyone particularly close to the child with whom they have a lot of
                   contact;
 348             </li>
 349             <li>
 349               Information about the child and /or family's communication needs;
 349             </li>
 350             <li>
 350               A record of managers' decisions and reasons for making them;
 350             </li>
 351             <li>
 351               Details of arrangements for contact;
 351             </li>
 352             <li>
 352               Details and, where appropriate, copies of any Orders made on the child;
 352             </li>
 353             <li>
 353               Copies of reports provided during court proceedings, including specialist assessments, the
                   Children's Guardian, etc;
 353             </li>
 354             <li>
 354               Additional information about educational progress and where the child is Looked After, the
                   Personal Education Plan (PEP);
 354             </li>
 355             <li>
 355               Where a child has Special Educational Needs or Learning Disability, copies of any relevant
                   information, including the Education, Health and Care Plan;
 355             </li>
 356             <li>
 356               Appropriate information about the child's health, and where the child is Looked After, a copy of
                   the Health Plan and Assessment;
 356             </li>
 357             <li>
 357               Details of any arrangements for the responsible authority's functions to be undertaken by a
                   private provider, e.g. an independent fostering agency or provider of social work services;
 357             </li>
 358             <li>
 358               Copies of all documents used to seek information, provide information or record views given to
                   the authority in the course of planning and reviewing the child's case and review reports;
 358             </li>
 359             <li>
 359               Record of visits and contacts by all practitioners as well as the allocated practitioner.
 359             </li>
 360           </ul>
 361           <h4 id="rec_visit">
 361             5.2 Recording Visits
 361           </h4>
 362           <p>
 362             Each visit to a child and their family must be recorded as a case note on the child's record. The
                 case note will accurately reflect the date and time the visit was attempted or took place. The
                 content of the case note must also consider and reflect the following information (though this is
                 not to be seen as a set format for the order in which a case note must be written):
 362           </p>
 363           <ul>
 364             <li>
 364               Where the visit took place;
 364             </li>
 365             <li>
 365               Who was present;
 365             </li>
 366             <li>
 366               Who was expected but was absent;
 366             </li>
 367             <li>
 367               The purpose of the visit;
 367             </li>
 368             <li>
 368               Was the visit announced or unannounced;
 368             </li>
 369             <li>
 369               Whether the visit was successful (if not, what efforts were made);
 369             </li>
 370             <li>
 370               When an interpreter is used;
 370             </li>
 371             <li>
 371               Whether the child was seen and spoken to (and if not, why);
 371             </li>
 372             <li>
 372               Whether the child was seen alone and spoken to (and if not, why);
 372             </li>
 373             <li>
 373               Whether the child's bedroom was observed (and if not, why);
 373             </li>
 374             <li>
 374               A summary of key discussions and observations made and how this relates to the child's plan;
 374             </li>
 375             <li>
 375               Any views, wishes, and feelings the child or young person shared, noting for children who have
                   communication difficulties, what support was available and/or how these views were gleaned;
 375             </li>
 376             <li>
 376               Any views, wishes, and feelings the parents, carers or other family members shared;
 376             </li>
 377             <li>
 377               The quality of the relationship between the social worker and the child;
 377             </li>
 378             <li>
 378               An analysis of what is working well, what the worries are, and what the next steps should be for
                   the child and their family and how this informs the child's plan and any ongoing assessment;
 378             </li>
 379             <li>
 379               Any worries for the safety of the child or young person that may require more immediate response
                   or action to help keep them safe from the risk of significant harm;
 379             </li>
 380             <li>
 380               Any worries for the safety of vulnerable adults in the home that may require a referral to
                   emergency services and/or a referral to Adult Social Care.
 380             </li>
 381           </ul>
 382           <h4>
 382             5.3 Other Key Records
 382           </h4>
 383           <p>
 383             The Record must also include a risk assessment, transfer/closing summary (where appropriate) and a
                 properly maintained Chronology.
 383           </p>
 384           <p>
 384             All other relevant contacts with children, their families, colleagues, professionals or other
                 significant people must be recorded in the same way, i.e. who was present or seen, the relevant
                 discussions, actions or decisions taken and by whom, and the reasons for decisions. This includes
                 conversations, phone calls, visits, letters, emails, decisions made by Agency Decision
                 Makers/Panels, assessments and reports. The options that have been considered and the child and
                 the family's preferred choices and the reasons why an option has been chosen if agreement could
                 not be reached. (Note: care should be undertaken to ensure a breach of the Data Protection Act
                 2018 does not occur through the inclusion of information about others via reports and emails,
                 etc.).
 384           </p>
 385           <p>
 385             The child's record should also include relevant and appropriate copies of material from other,
                 separate records/files that are kept, whilst ensuring that such records remain separate and that
                 neither confidentiality nor the Data Protection Act are breached. It is recognised that a certain
                 amount of cross-referencing with siblings is inevitable and desirable, but again, care should be
                 taken in respect of sibling information that becomes available on the record.
 385           </p>
 386           <h4>
 386             5.4 Important Characteristics of the Record
 386           </h4>
 387           <p>
 387             The record should be structured and maintained in a way that ensures:
 387           </p>
 388           <ul>
 389             <li>
 389               The decision-making process is clear;
 389             </li>
 390             <li>
 390               That the views of the child, carers and/or those with Parental Responsibility can be found and
                   related to the decision-making that has been made together with the responsible authority's
                   actions;
 390             </li>
 391             <li>
 391               That any material temporarily placed in the record that belongs to the child should be noted as
                   such so that it can be returned to the child when required / appropriate;
 391             </li>
 392             <li>
 392               Recording should be made of the Review meeting's recommendations / outcomes that are trying to
                   be achieved with a child and their family, key tasks, by whom and timescales;
 392             </li>
 393             <li>
 393               The recording of interventions and actions should seek to identify which 'Recommendation' or
                   Outcome they relate to;
 393             </li>
 394             <li>
 394               The recording should seek a proportionate balance to reflect positive and negative aspects of a
                   child or family's life;
 394             </li>
 395             <li>
 395               The structure of the recording should readily distinguish between current and historical events.
 395             </li>
 396           </ul>
 397           <h4>
 397             5.5 Case Summaries
 397           </h4>
 398           <p>
 398             Every 3 months the case file recording should provide a succinct summary of the work undertaken,
                 specifically linking progress to the Recommendation/Outcomes of the Plan. It therefore promotes
                 accountability, an understanding of progress and continued planning.
 398           </p>
 399           <p>
 399             It should also highlight fresh issues that have emerged, both strengths as well as concerns, and
                 reflect how these have been dealt with as well as acknowledging the impact (or otherwise) of any
                 new issues on the overall nature of the case.
 399           </p>
 400           <p>
 400             The summary helps to bring together the outcomes of all the information and actions with the
                 child/family and reflect / analyse / evaluate upon the progress of then intervention, including
                 the child and family's level of engagement with the intervention.
 400           </p>
 401           <p>
 401             The summary, in 'putting the child at the centre' should reflect and have regard to 'what is life
                 like for this child.'
 401           </p>
 402           <p>
 402             It should also include outcomes of supervision on the case and consider appropriately the local
                 authority's, and partner agencies, decision-making and the impact this may have had.
 402           </p>
 403           The Case Summary can reflect on Case Reviews and should comment on the focus of work for the
               forthcoming 3 months.
 404           <h3 id="six">
 404             6. Children and their Families should be Involved in the Recording Process
 404           </h3>
 405           <p>
 405             Children and their families must be routinely involved in the process of gathering and recording
                 information about them.&nbsp;They should feel they are part of the recording process.
 405           </p>
 406           <p>
 406             They should be asked to provide information, express their own views and wishes, and contribute to
                 assessments, reports and to the formulation of plans. The child should have the opportunity to
                 have support to be able to do this if needed, through an Advocate and/or through specialist help,
                 e.g. a signer.
 406           </p>
 407           <p>
 407             It is recommended that any contribution the child may wish to make, any written material,
                 certificates etc. should be included on the record as copies, so that the child retains the
                 original items so that they have their own record of their wishes, progress etc.
 407           </p>
 408           <p>
 408             Children and their parents must be asked to give their agreement to the sharing of information
                 about them with others Information should be shared with the consent of the child and family if
                 appropriate and where possible the wishes of those who do not wish confidential information to be
                 shared should be respected. Information can still be shared without consent if it is in the public
                 interest to do so. Information sharing decisions should be based on consideration or the safety
                 and well-being of the person and others who may be affected by the sharing.
 408           </p>
 409           <p>
 409             In such circumstances ensure that the information shared is necessary for the purpose for which it
                 is being shared and shared only with those who need to have it.
 409           </p>
 410           <p>
 410             Also see:
 410             <a
                 href="https://www.gov.uk/government/publications/safeguarding-practitioners-information-sharing-ad
                 vice" target="_blank" rel="noopener">
 410               DfE Information sharing advice of safeguarding practitioners (2018)
 410             </a>
 410             .
 410           </p>
 411           <h3 id="seven">
 411             7. Information about Children and their Families Should Normally be Shared with them
 411           </h3>
 412           <p>
 412             Information contained in the case record should usually be shared with the Data Subject unless:
 412           </p>
 413           <ul>
 414             <li>
 414               Sharing the information would be likely to result in serious harm to the child or another
                   person; or
 414             </li>
 415             <li>
 415               The information was given in the expectation that it would not be disclosed; or
 415             </li>
 416             <li>
 416               The information relates to a third party who expressly indicated the information should not be
                   disclosed.
 416             </li>
 417           </ul>
 418           <p>
 418             Where information is obtained and recorded which should not be shared with the child concerned for
                 one of the above reasons, it should be placed in the 'Restricted from user' section of the
                 child's record and the reasons should be recorded after taking advice from a manager.
 418           </p>
 419           <p>
 419             See also
 419             <a href="p_access_to_recs.html">
 419               Access to Records / Subject Access Requests Procedure
 419             </a>
 419           </p>
 420           <p>
 420             Where children have been adopted, see also
 420             <a href="p_acc_adop_recs.html">
 420               Access to Birth Records and Adoption Case Records Procedure
 420             </a>
 420             .
 420           </p>
 421           <p>
 421             When sharing a record it is important to record who it was shared with and when. The sharing of
                 all decision-making documents such as assessments, care plans, reviews, reports and agreements
                 make it easier for everyone to know what is expected and to work together better.
 421           </p>
 422           <h3 id="eight">
 422             8. Managers Must Ensure that Confidential Information is Identified
 422           </h3>
 423           <p>
 423             Managers must monitor&nbsp;confidential information held on the 'Restricted from user' section of
                 case records, ensuring that the reason for it being considered confidential is valid; if not, it
                 should be available to be shared with the child.
 423           </p>
 424           <p>
 424             However, before sharing any such information, the manager must take all reasonable steps to
                 consult the originator and take account of their views and wishes. See also
 424             <a href="p_access_to_recs.html">
 424               Access to Records / Subject Access Requests Procedure
 424             </a>
 424             .
 424           </p>
 425           <h4 id="writing">
 425             8.1 Letter Writing Guidance
 425           </h4>
 426           <p>
 426             <a href="files/letter_writing_guidance.pdf" target="_blank" rel="noopener">
 426               Click here to view Letter Writing Guidance
 426             </a>
 426             .
 426           </p>
 427           <h3 id="nine">
 427             9. Records Must be Kept up to Date
 427           </h3>
 428           <p>
 428             Records should be updated from detailed notes made contemporaneously following a visit or
                 interview; as various information becomes available, or as decisions or actions are taken as soon
                 as practicable or, at the latest:
 428           </p>
 429           <ol style="list-style-type:lower-alpha">
 430             <li>
 430               Within 24 hours of the event;
 430             </li>
 431             <li>
 431               Within 48 hours of the event for children who have child in need plans or who are looked after;
 431             </li>
 432             <li>
 432               On the same day of the event, where the information is of such importance that it may be needed
                   for the Out of Hours service to be informed.
 432             </li>
 433           </ol>
 434           <p>
 434             (See also:
 434             <a href="#one">
 434               Section 1, Records Must be Kept on all Children
 434             </a>
 434             ).
 434           </p>
 435           Where records are made or updated late or after the event, the fact must be stated as a 'Late
               Entry' in the record, and the date and time of the entry should be included.
 436           <h3 id="eleven">
 436             10. Records Must be Written Clearly using Plain Language and Avoid Prejudice
 436           </h3>
 437           <p>
 437             Records must be written clearly and concisely, using plain language, and in a way that recognises
                 the right of the child or their parent/carer will access the record (whether whilst the case is
                 active or at some point in the future).
 437           </p>
 438           Email communication to colleagues and other professionals (that will be included in the record)
               should always be completed with the same care and attention. Records must not contain any
               expressions that might give offence to any individual or group of people on the basis of race,
               culture, religion, age, disability, or sexual orientation.
 439           <p>
 439             Use of technical or professional terms, acronyms and abbreviations must be kept to a minimum; and
                 explained.
 439           </p>
 440           <p>
 440             See
 440             <a href="p_access_to_recs.html">
 440               Access to Records / Subject Access Requests Procedure
 440             </a>
 440             and
 440             <a href="p_case_rec.html">
 440               Case Records and Retention Procedure
 440             </a>
 440             .
 440           </p>
 441           <h3 id="twelve">
 441             11. Records Must be Accurate and Adequate
 441           </h3>
 442           <p>
 442             Care must be taken to ensure that information contained in records is relevant and accurate and is
                 sufficient to meet legislative responsibilities and the requirements of these procedures.
 442           </p>
 443           <p>
 443             Every effort must be made to ensure records are factually correct. If a child / young person feels
                 that information in their record is not accurate, they have a right to request that it is
                 rectified. Local authorities have 1 month to respond to any such requests and, if any such request
                 is received, the authority should take reasonable steps to establish if the data is accurate and
                 rectify the record if necessary.
 443           </p>
 444           <p>
 444             Records must distinguish clearly between assessments, judgements and decisions. Records must also
                 distinguish between first hand information and information obtained from third parties. Records
                 must reflect the distinction between fact and opinion. Although it is admissible to record
                 opinion, it must be recorded as such and not presented as factual.
 444           </p>
 445           <p>
 445             <span class="bold">
 445               Note:
 445             </span>
 445             whilst 'cutting and pasting' techniques are generally not recommended, on those occasions where it
                 is used, great care should be given to ensure that other parties' details are not included and
                 that the context of the recording is appropriate and proportionate, (e.g. events that occurred
                 some time ago do not reflect a current tense or disproportionate sense of relevance).
 445           </p>
 446           <p>
 446             See
 446             <a href="p_confid_pol.html">
 446               Confidentiality Policy
 446             </a>
 446             .
 446           </p>
 447           <h3 id="thirteen">
 447             12. Managers Must Oversee, Monitor and Review all Records
 447           </h3>
 448           <p>
 448             The overall responsibility for ensuring all records are maintained appropriately rests with line
                 managers, although the responsibility can be delegated to other staff as appropriate.
 448           </p>
 449           <p>
 449             The line manager should routinely check samples of records to ensure they are up to date and
                 maintained as required and, if not, that deficiencies are rectified as soon as practicable.
 449           </p>
 450           <h3 id="fourteen">
 450             13. Records Should be Kept Securely
 450           </h3>
 451           <p>
 451             All records held on children must be kept securely.
 451           </p>
 452           <p>
 452             Children's paper files should normally be stored in a locked cabinet, or a similar manner, usually
                 in an office which only staff have access to.
 452           </p>
 453           <p>
 453             These records should not be left unattended when not in their normal location.
 453           </p>
 454           <p>
 454             All electronic records must be kept securely and comply with the requirements of the Data
                 Protection Act 2018. This will include arrangements such as:
 454           </p>
 455           <ul>
 456             <li>
 456               Password protection;
 456             </li>
 457             <li>
 457               Automatic log out of screens;
 457             </li>
 458             <li>
 458               Logging off computers;
 458             </li>
 459             <li>
 459               Changing passwords on a regular basis.
 459             </li>
 460           </ul>
 461           <p>
 461             Where staff are working in an 'agile' / 'mobile' / 'hot-desking' context, care must be exercised
                 to ensure that records or computers are not left on or overlooked by others.
 461           </p>
 462           <h3 id="fifteen">
 462             14. Removal of Records
 462           </h3>
 463           <h4>
 463             14.1 Exceptional Occurrence
 463           </h4>
 464           <p>
 464             Records should not normally be taken from the location where they are usually kept.
 464           </p>
 465           <p>
 465             If it is necessary to remove a record from its normal location, a manager should approve this and
                 should stipulate or agree how long it is necessary to remove the record. The manager must also be
                 satisfied that adequate measures are in place to ensure the security of the record(s) whilst they
                 are removed. For example, records must never be left in unattended vehicles.
 465           </p>
 466           <p>
 466             The authorisation for a record to be removed must be recorded and those who may have need to see
                 the records should be informed of their removal. The manager must then ensure the record is
                 returned as required/agreed.
 466           </p>
 467           <p>
 467             Should the situation ever occur where a file / documents are lost or mislaid, the local authority
                 officer must report this immediately to their manager and every reasonable effort should be made
                 to obtain their recovery. The service user should be advised of such an event.
 467           </p>
 468           <h4>
 468             14.2. Records Moved to a New Location Must be Monitored
 468           </h4>
 469           <p>
 469             Where records are necessarily moved to a new location, the date of transfer should be clearly
                 recorded.
 469           </p>
 470           <p>
 470             Data protection should be considered in line with the Council's data protection policy.
 470           </p>
 471           <p>
 471             The sender should check that the records have arrived at their intended destination.
 471           </p>
 472           If records are moving because of a case transfer an audit should be carried out by a manager prior
               to transfer to ensure all relevant information and documents are available on the child's record.
 473           <h3 id="sixteen">
 473             15. Use of Computers at Home
 473           </h3>
 474           <p>
 474             Staff using computers at home for work purposes must ensure that they are working within the rules
                 of the 'data protection principles' in accordance with the Data Protection Act (2018). Staff are
                 required to familiarise themselves with the local information security policy.
 474           </p>
 475           <p>
 475             This applies to staff using laptop computers and mobile devices in the course of their duties.
 475           </p>
 476           <p>
 476             Should the situation ever occur where a laptop is lost or mislaid, the local authority officer
                 must report this immediately to their manager and every reasonable effort should be made to obtain
                 their recovery.
 476           </p>
 477           Consideration should be given as to whether service users should be advised of such an event.
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