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 136               <h1>
 136                 Recording Policy and Guidelines
 136               </h1>
 141               <div class="well">
 142                 <p class="bold">
 142                   SCOPE OF THIS CHAPTER
 142                 </p>
 143                 <p>
 143                   'Good case recording is important to demonstrate the accountability of staff…it helps to
                       focus the work of staff and supports effective partnerships with service users and carers.
                       It ensures there is a documented account of the responsible authority's involvement with
                       individual service users, families and carers and assists with continuity when workers are
                       unavailable or change'.
 143                 </p>
 144                 <p>
 144                   (DfE, The Children Act 1989 Guidance and Regulations - Volume 2: Care Planning, Placement
                       and Case Review (2015))
 144                 </p>
 145                 <p class="bold">
 145                   RELEVANT CHAPTERS
 145                 </p>
 146                 <p>
 146                   <a href="p_case_rec.html">
 146                     Case Records and Retention Procedure
 146                   </a>
 146                 </p>
 147                 <p>
 147                   <a href="files/subject_access_rec.pdf" target="_blank" rel="noopener">
 147                     Subject to Access Records Procedure
 147                   </a>
 147                 </p>
 148                 <p>
 148                   <a href="p_confid_pol.html">
 148                     Confidentiality Policy
 148                   </a>
 149                 </p>
 150                 <p class="bold">
 150                   RELATED LOCAL GUIDANCE
 150                 </p>
 151                 <p>
 151                   <a href="https://intranet.wla.int/FamilyandWellbeing/SitePages/MOSAIC.aspx"
                       target="_blank" rel="noopener">
 151                     Warrington Intranet
 151                   </a>
 151                 </p>
 152                 <p class="bold">
 152                   AMENDMENT
 152                 </p>
 153                 This chapter was amended in February 2020 to reflect the Ofsted Blog of 24/7/19 by Yvette
                     Stanley, Ofsted's National Director for Social Care. The Blog highlights feedback from a
                     number of inspections and explores what good recording should look like (
 153                 <a
                     href="https://socialcareinspection.blog.gov.uk/2019/07/24/what-makes-an-effective-case-record/
                     " target="_blank" rel="noopener">
 153                   Ofsted: developments in children's social care – What makes an effective case record?
 153                 </a>
 153                 ).
 153               </div>
 160               <div class="section">
 160                 <h2 id="one">
 160                   1. Records Must be Kept on all Children
 160                 </h2>
 161                 <p>
 161                   The child's record is an important source of information for them as well as a tool for
                       planning actions and interventions. It provides information about the sequence of events
                       which brought about Children's Social Care's intervention into their life and provides an
                       explanation for the reasons why important decisions were made in the child's and/or
                       family's life. The case record can be key to helping a child understand themselves and their
                       past – especially where the child was unable to live with their parent/other long term
                       carer.
 161                 </p>
 162                 <p>
 162                   The child's case record will usually be developed from notes taken in the course of a visit
                       or interview and these may be used directly, or as a result of such information being in a
                       report or court statement. The Family Court, in the case of RE M and N (Children) (Local
                       authority gathering, preserving and disclosing evidence) advised that social
                       workers/practitioners must make contemporaneous notes which form a coherent, contemporaneous
                       record. The notes should be legible, signed and dated and record persons present during the
                       meeting/conversation in question. The notes should be detailed and accurately attribute
                       descriptions, actions and views etc. In some instances, sketches/diagrams may be helpful in
                       establishing the veracity of explanations given, e.g. with regard to how injuries were
                       sustained, etc.
 162                 </p>
 163                 <p>
 163                   <span class="bold">
 163                     Note
 163                   </span>
 163                   : These original notes might need to be disclosed in a court.
 163                 </p>
 164                 <p>
 164                   Each child must have their own electronic case record from the point of referral to case
                       closure; audio, video and digital recordings may also be kept.
 164                 </p>
 165                 <p>
 165                   Where paper files are also kept, information held in electronic records must accurately
                       reflect the corresponding information recorded within paper files.
 165                 </p>
 166                 <p>
 166                   Records held on paper may extend to more than one volume. Where more than one volume exists,
                       the dates covered by each volume must be clearly recorded on the front cover.
 166                 </p>
 167                 <p>
 167                   All records, irrespective of whether they are physical or electronic, should be securely
                       kept and electronic messaging (e.g. e-mails) should also be sent in a secure and safe way so
                       as to preserve their confidential and professional nature (see
 167                   <a href="#fourteen">
 167                     Section 13, Records Should be Kept Securely
 167                   </a>
 167                   ).
 167                 </p>
 168               </div>
 169               <div class="section1">
 169               </div>
 175               <div class="section">
 175                 <h2 id="two">
 175                   2. The Design of Records and Forms Must be Approved
 175                 </h2>
 176                 <p>
 176                   Records and forms must be designed to fit their purpose and used consistently across the
                       organisation. The design should be flexible and promote ready distinction between historical
                       and current information and not rigidly seek to reflect a presumed social work
                       'workflow'.
 176                 </p>
 177                 <p>
 177                   A manager must approve the design of all records and forms before coming into use.
 177                 </p>
 178               </div>
 179               <div class="section1">
 179               </div>
 185               <div class="section">
 185                 <h2 id="three">
 185                   3. Children and their Families Must be Informed about their Records
 185                 </h2>
 186                 <p>
 186                   Children and their families should be told what types of information/data is contained in
                       their case records.
 186                 </p>
 187                 <p>
 187                   In particular, they should be helped to understand what data is collected on them, how it is
                       used, who it might be shared with and how long it will be kept for. The most common way to
                       provide information to Data Subjects on what data is collected and how it is used is through
                       a Privacy Notice. Privacy Notices must be easily accessible to children, young people and
                       their families, and should be part of the induction pack given to any new staff members.
 187                 </p>
 188                 <p>
 188                   See
 188                   <a href="p_confid_pol.html">
 188                     Confidentiality Policy
 188                   </a>
 188                   and
 188                   <a href="files/subject_access_rec.pdf" target="_blank" rel="noopener">
 188                     Subject to Access Records Procedure
 188                   </a>
 188                   .
 188                 </p>
 189                 <p>
 189                   Where children have been adopted, see also:
 189                   <a href="p_acc_adop_recs.html">
 189                     Access to Birth Records and Adoption Case Records Procedure
 189                   </a>
 189                   .
 189                 </p>
 190                 <p>
 190                   Information must be provided in a form that children and their families will understand - in
                       their preferred language or method of communication. An interpreter will be provided if
                       needed.
 190                 </p>
 191               </div>
 192               <div class="section1">
 192               </div>
 198               <div class="section">
 198                 <h2 id="four">
 198                   4. The Practitioner Primarily Involved Should Complete the Record
 198                 </h2>
 199                 <p>
 199                   The practitioner primarily involved, that is the person who directly observes or witnesses
                       the event that is being recorded or who has participated in the meeting/conversation, must
                       complete records.
 199                 </p>
 200                 <p>
 200                   Where this is not possible and records are completed or updated by other people, it must be
                       clear from the record which person provided the information being recorded. Preferably the
                       originator should read the record to ensure its accuracy.
 200                 </p>
 201                 <p>
 201                   Records of decisions must show who made any decision as well as the basis on which it was
                       made.
 201                 </p>
 202                 <p>
 202                   See also:
 202                   <a href="#eleven">
 202                     Section 10, Records Must be Written Clearly using Plain Language and Avoid Prejudice
 202                   </a>
 202                   and
 202                   <a href="#twelve">
 202                     Section 11, Records Must be Accurate and Adequate
 202                   </a>
 202                   .
 202                 </p>
 203               </div>
 204               <div class="section1">
 204               </div>
 210               <div class="section">
 210                 <h2 id="five">
 210                   5. All Relevant Information about Children and their Families must be Recorded
 210                 </h2>
 211                 <p>
 211                   Every child's case record must hold details of the child's full name, date of birth and any
                       identification number. Care should be undertaken to ensure the spelling of names is accurate
                       and where possible, evidenced e.g. birth certificate. In some instances, key information may
                       change and it is important the record should identify the current circumstance of the child
                       / family.
 211                 </p>
 212                 <p>
 212                   Other professionals and partner agencies providing information/reports should be made aware
                       that information provided by them may well be included on the child's file and that this
                       could be accessed by them.
 212                 </p>
 213                 <h3>
 213                   5.1 The Basic Record
 214                 </h3>
 215                 <ul>
 216                   <li>
 216                     Names and details of everyone who lives in the family home with the child, identifying the
                         person who has parental responsibility;
 216                   </li>
 217                   <li>
 217                     Where the child does not live at their home, the details of the Placement / arrangements
                         and the legal status of the child;
 217                   </li>
 218                   <li>
 218                     Names and details of anyone particularly close to the child with whom they have a lot of
                         contact;
 218                   </li>
 219                   <li>
 219                     Information about the child and /or family's communication needs;
 219                   </li>
 220                   <li>
 220                     A record of managers' decisions and reasons for making them;
 220                   </li>
 221                   <li>
 221                     Details of arrangements for contact;
 221                   </li>
 222                   <li>
 222                     Details and, where appropriate, copies of any Orders made on the child;
 222                   </li>
 223                   <li>
 223                     Copies of reports provided during court proceedings, including specialist assessments, the
                         Children's Guardian, etc.
 223                   </li>
 224                   <li>
 224                     Additional information about educational progress and, for Children in Care, the Personal
                         Education Plan (PEP);
 224                   </li>
 225                   <li>
 225                     Where a child has Special Educational Needs or Learning Disability, copies of any relevant
                         information, including the education, health and care plan;
 225                   </li>
 226                   <li>
 226                     Appropriate information about the child's health, and for Children in Care, a copy of the
                         Health Plan and Assessment;
 226                   </li>
 227                   <li>
 227                     Details of any arrangements for the responsible authority's functions to be undertaken by
                         a private provider, e.g. an independent fostering agency or provider of social work
                         services;
 227                   </li>
 228                   <li>
 228                     Copies of all documents used to seek information, provide information or record views
                         given to the authority in the course of planning and reviewing the child's case and review
                         reports;
 228                   </li>
 229                   <li>
 229                     Record of visits and contacts by all practitioners as well as the allocated practitioner.
 229                   </li>
 230                 </ul>
 231                 <h3>
 231                   5.2 Recording Visits
 231                 </h3>
 232                 <p>
 232                   Each visit should be recorded to include:
 232                 </p>
 233                 <ul>
 234                   <li>
 234                     The venue of the visit;
 234                   </li>
 235                   <li>
 235                     Who was present;
 235                   </li>
 236                   <li>
 236                     The purpose of the visit;
 236                   </li>
 237                   <li>
 237                     Identify whether an interpreter was used;
 237                   </li>
 238                   <li>
 238                     Whether the child was seen (and if not why this was the case);
 238                   </li>
 239                   <li>
 239                     Information exchanged;
 239                   </li>
 240                   <li>
 240                     A succinct narrative of the nature of the discussion;
 240                   </li>
 241                   <li>
 241                     Any views the child expressed;
 241                   </li>
 242                   <li>
 242                     Any views of the Parent/Carer expressed, noting for children who have communication
                         difficulties, what support was available and/or how these views were gleaned;
 242                   </li>
 243                   <li>
 243                     Identify whether there has been any significant change of circumstances for the child/or
                         family, particularly membership of the household;
 243                   </li>
 244                   <li>
 244                     The quality of the relationship between the social worker and the child;
 244                   </li>
 245                   <li>
 245                     An analysis and evaluation of the outcome of the visit, commenting within the context of
                         the Plan and the Review Recommendations;
 245                   </li>
 246                   <li>
 246                     Failed appointments and visits where there was no response should also be included,
                         together with any actions required under the Children's Social Care Services procedure
                         guidance.
 246                   </li>
 247                 </ul>
 248                 <h3>
 248                   5.3 Other Key Records
 248                 </h3>
 249                 <p>
 249                   The Record must also include a risk assessment, transfer/closing summary (where appropriate)
                       and a properly maintained chronology.
 249                 </p>
 250                 <p>
 250                   All other relevant contacts with children, their families, colleagues, professionals or
                       other significant people must be recorded in the same way, i.e. who was present or seen, the
                       relevant discussions, actions or decisions taken and by whom, and the reasons for decisions.
                       This includes conversations, phone calls, visits, letters, emails, decisions made by Agency
                       Decision Makers/Panels, assessments and reports. The options that have been considered and
                       the child and the family's preferred choices and the reasons why an option has been chosen
                       if agreement could not be reached. (
 250                   <span class="bold">
 250                     Note
 250                   </span>
 250                   : care should be undertaken to ensure a breach of the Data Protection Act 2018 does not
                       occur through the inclusion of information about others via reports and emails, etc.).
 250                 </p>
 251                 <p>
 251                   The child's record should also include relevant and appropriate copies of material from
                       other, separate records/files that are kept, whilst ensuring that such records remain
                       separate and that neither confidentiality nor the Data Protection Act are breached. It is
                       recognised that a certain amount of cross-referencing with siblings is inevitable and
                       desirable, but again, care should be taken in respect of sibling information that becomes
                       available on the record.
 251                 </p>
 252                 <h3>
 252                   5.4 Important Characteristics of the Record
 252                 </h3>
 253                 <p>
 253                   The record should be structured and maintained in a way that ensures:
 253                 </p>
 254                 <ul>
 255                   <li>
 255                     The decision-making process is clear;
 255                   </li>
 256                   <li>
 256                     That the views of the child, carers and/or those with Parental Responsibility can be found
                         and related to the decision-making that has been made together with the responsible
                         authority's actions;
 256                   </li>
 257                   <li>
 257                     That any material temporarily placed in the record that belongs to the child should be
                         noted as such so that it can be returned to the child when required / appropriate;
 257                   </li>
 258                   <li>
 258                     Recording should be made of the Review meeting's recommendations / outcomes that are
                         trying to be achieved with a child and their family, key tasks, by whom and timescales;
 258                   </li>
 259                   <li>
 259                     The recording of interventions and actions should seek to identify which
                         'Recommendation' or Outcome they relate to;
 259                   </li>
 260                   <li>
 260                     The recording should seek a proportionate balance to reflect positive and negative aspect
                         of a child or family's life;
 260                   </li>
 261                   <li>
 261                     The structure of the recording should readily distinguish between current and historical
                         events.
 261                   </li>
 262                 </ul>
 263                 <h3>
 263                   5.5 Case Summaries
 263                 </h3>
 264                 <p>
 264                   Every 3 months the case file recording should provide a succinct summary of the work
                       undertaken, specifically linking progress to the Recommendation/Outcomes of the Plan. It
                       therefore promotes accountability, an understanding of progress and continued planning.
 264                 </p>
 265                 <p>
 265                   It should also highlight fresh issues that have emerged, both strengths as well as concerns,
                       and reflect how these have been dealt with as well as acknowledging the impact (or
                       otherwise) of any new issues on the overall nature of the case.
 265                 </p>
 266                 <p>
 266                   The summary helps to bring together the outcomes of all the information and actions with the
                       child/family and reflect/analyse/evaluate upon the progress of then intervention, including
                       the child and family's level of engagement with the intervention.
 266                 </p>
 267                 <p>
 267                   The summary, in 'putting the child at the centre' should reflect and have regard to 'what is
                       life like for this child'.
 267                 </p>
 268                 <p>
 268                   It should also include outcomes of supervision on the case and consider appropriately the
                       local authority's, and partner agencies, decision-making and the impact this may have had.
 268                 </p>
 269                 <p>
 269                   The Case Summary can reflect on Case Reviews and should comment on the focus of work for the
                       forthcoming 3 months.
 269                 </p>
 270               </div>
 271               <div class="section1">
 271               </div>
 277               <div class="section">
 277                 <h2 id="six">
 277                   6. Children and their Families should be Involved in the Recording Process
 277                 </h2>
 278                 <p>
 278                   Children and their families must be routinely involved in the process of gathering and
                       recording information about them. They should feel they are part of the recording process.
 278                 </p>
 279                 <p>
 279                   They should be asked to provide information, express their own views and wishes, and
                       contribute to assessments, reports and to the formulation of plans. The child should have
                       the opportunity to have support to be able to do this if needed, through an advocate and /or
                       through specialist help, e.g. a signer.
 279                 </p>
 280                 <p>
 280                   It is recommended that any contribution the child may wish to make, any written material,
                       certificates etc. should be included on the record as copies, so that the child retains the
                       original items so that they have their own record of their wishes, progress etc.
 280                 </p>
 281                 <p>
 281                   Children and their parents must be asked to give their agreement to the sharing of
                       information about them with others. Information should be shared with the consent of the
                       child and family if appropriate and where possible the wishes of those who do not wish
                       confidential information to be shared should be respected. Information can still be shared
                       without consent if it is in the public interest to do so. Information sharing decisions
                       should be based on consideration or the safety and well-being of the person and others who
                       may be affected by the sharing.
 281                 </p>
 282                 <p>
 282                   In such circumstances ensure that the information shared is necessary for the purpose for
                       which it is being shared and shared only with those who need to have it.
 282                 </p>
 283                 <p>
 283                   Also see:
 283                   <a
                       href="https://www.gov.uk/government/publications/safeguarding-practitioners-information-shar
                       ing-advice" target="_blank" rel="noopener">
 283                     DfE, Information sharing advice for safeguarding practitioners
 283                   </a>
 283                   .
 283                 </p>
 284               </div>
 285               <div class="section1">
 285               </div>
 291               <div class="section">
 291                 <h2 id="seven">
 291                   7. Information about Children and their Families Should Normally be Shared with them
 291                 </h2>
 292                 <p>
 292                   Information contained in the case record should usually be shared with the Data Subject
                       unless:
 292                 </p>
 293                 <ul>
 294                   <li>
 294                     Sharing the information would be likely to result in serious harm to the child or another
                         person; or
 294                   </li>
 295                   <li>
 295                     The information was given in the expectation that it would not be disclosed; or
 295                   </li>
 296                   <li>
 296                     The information relates to a third party who expressly indicated the information should
                         not be disclosed.
 296                   </li>
 297                 </ul>
 298                 <p>
 298                   Where information is obtained and recorded which should not be shared with the child
                       concerned for one of the above reasons, it should be placed in the 'Restricted from
                       user' section of the child's record and the reasons should be recorded after taking advice
                       from a manager.
 298                 </p>
 299                 <p>
 299                   See also:
 299                   <a href="files/subject_access_rec.pdf" target="_blank" rel="noopener">
 299                     Subject to Access Records Procedure
 299                   </a>
 299                   .
 299                 </p>
 300                 <p>
 300                   Where children have been adopted, see also:
 300                   <a href="p_acc_adop_recs.html">
 300                     Access to Birth Records and Adoption Case Records Procedure
 300                   </a>
 300                   .
 300                 </p>
 301                 <p>
 301                   When sharing a record it is important to record who it was shared with and when. The sharing
                       of all decision-making documents such as assessments, care plans, reviews, reports and
                       agreements make it easier for everyone to know what is expected and to work together better.
 301                 </p>
 302               </div>
 303               <div class="section1">
 303               </div>
 309               <div class="section">
 309                 <h2 id="eight">
 309                   8. Managers Must Ensure that Confidential Information is Identified
 309                 </h2>
 310                 <p>
 310                   Managers must monitor&nbsp;confidential information held on the 'Restricted from user'
                       section of case records, ensuring that the reason for it being considered confidential is
                       valid; if not, it should be available to be shared with the child.
 310                 </p>
 311                 <p>
 311                   However, before sharing any such information, the manager must take all reasonable steps to
                       consult the originator and take account of their views and wishes. See also:
 311                   <a href="files/subject_access_rec.pdf" target="_blank" rel="noopener">
 311                     Subject to Access Records Procedure
 311                   </a>
 311                   .
 311                 </p>
 312               </div>
 313               <div class="section1">
 313               </div>
 319               <div class="section">
 319                 <h2 id="ten">
 319                   9. Records Must be Kept up to Date
 319                 </h2>
 320                 <p>
 320                   Records should be updated from detailed notes made contemporaneously following a visit or
                       interview; as various information becomes available, or as decisions or actions are taken as
                       soon as practicable. (See also
 320                   <a href="#one">
 320                     Section 1, Records Must be Kept on all Children
 320                   </a>
 320                   ).
 320                 </p>
 321                 <p>
 321                   Observations will be recorded within 3 working days of the contact (except in the case of
                       Child Protection where the recording should be entered within 1 working day).
 321                 </p>
 322                 <p>
 322                   All contacts must be recorded - even if no access to the individual is gained.
 322                 </p>
 323                 <p>
 323                   Details of a contact recorded may include:
 323                 </p>
 324                 <ul>
 325                   <li>
 325                     Who was present or seen (including whether the child was seen alone);
 325                   </li>
 326                   <li>
 326                     Facts observed;
 326                   </li>
 327                   <li>
 327                     Information obtained or provided;
 327                   </li>
 328                   <li>
 328                     Analysis of current or ongoing risk;
 328                   </li>
 329                   <li>
 329                     Agreements reached with the child/young person and family;
 329                   </li>
 330                   <li>
 330                     Actions or decisions taken - by whom and why;
 330                   </li>
 331                   <li>
 331                     Any issues that were not agreed;
 331                   </li>
 332                   <li>
 332                     Any views expressed by those involved in the contact.
 332                   </li>
 333                 </ul>
 334                 <p>
 334                   Only one copy of a paper document should be retained within Civica.
 334                 </p>
 335                 <p>
 335                   A case summary should be completed at the point of transfer to another worker or authority.
 335                 </p>
 336                 <p>
 336                   Where records are made or updated late or after the event, the fact must be stated as a
                       'Late Entry' in the record, and the date and time of the entry should be included.
 336                 </p>
 337               </div>
 338               <div class="section1">
 338               </div>
 344               <div class="section">
 344                 <h2 id="eleven">
 344                   10. Records Must be Written Clearly using Plain Language and Avoid Prejudice
 344                 </h2>
 345                 <p>
 345                   Records must be written clearly and concisely, using plain language, and in a way that
                       recognises the right of the child or their parent/carer will access the record (whether
                       whilst the case is active or at some point in the future).
 345                 </p>
 346                 <p>
 346                   E-mail communication to colleagues and other professionals (that will be included in the
                       record) should always be completed with the same care and attention. Records must not
                       contain any expressions that might give offence to any individual or group of people on the
                       basis of race, culture, religion, age, disability, or sexual orientation.
 346                 </p>
 347                 <p>
 347                   Use of technical or professional terms, acronyms and abbreviations must be kept to a
                       minimum; and explained.
 347                 </p>
 348                 <p>
 348                   See
 348                   <a href="files/subject_access_rec.pdf" target="_blank" rel="noopener">
 348                     Subject to Access Records Procedure
 348                   </a>
 348                   and
 348                   <a href="p_case_rec.html">
 348                     Case Records and Retention Procedure
 348                   </a>
 348                   .
 348                 </p>
 349               </div>
 350               <div class="section1">
 350               </div>
 356               <div class="section">
 356                 <h2 id="twelve">
 356                   11. Records Must be Accurate and Adequate
 356                 </h2>
 357                 <p>
 357                   Care must be taken to ensure that information contained in records is relevant and accurate
                       and is sufficient to meet legislative responsibilities and the requirements of these
                       procedures.
 357                 </p>
 358                 <p>
 358                   Every effort must be made to ensure records are factually correct. If a child / young person
                       feels that information in their record is not accurate, they have a right to request that it
                       is rectified. Local authorities have 1 month to respond to any such requests and, if any
                       such request is received, the authority should take reasonable steps to establish if the
                       data is accurate and rectify the record if necessary.
 358                 </p>
 359                 <p>
 359                   Records must distinguish clearly between assessments, judgements and decisions. Records must
                       also distinguish between first-hand information and information obtained from third parties.
                       Records must reflect the distinction between fact and opinion. Although it is admissible to
                       record opinion, it must be recorded as such and not presented as factual.
 359                 </p>
 360                 <p>
 360                   <span class="bold">
 360                     Note
 360                   </span>
 360                   : whilst 'cutting and pasting' techniques are generally not recommended, on those occasions
                       where it is used, great care should be given to ensure that other parties' details are not
                       included and that the context of the recording is appropriate and proportionate, (e.g.
                       events that occurred some time ago do not reflect a current tense or disproportionate sense
                       of relevance).
 360                 </p>
 361                 <p>
 361                   See
 361                   <a href="p_confid_pol.html">
 361                     Confidentiality Policy
 361                   </a>
 361                   .
 361                 </p>
 362               </div>
 363               <div class="section1">
 363               </div>
 369               <div class="section">
 369                 <h2 id="thirteen">
 369                   12. Managers Must Oversee, Monitor and Review all Records
 369                 </h2>
 370                 <p>
 370                   The overall responsibility for ensuring all records are maintained appropriately rests with
                       line managers, although the responsibility can be delegated to other staff as appropriate.
 370                 </p>
 371                 <p>
 371                   The line manager should routinely check samples of records to ensure they are up to date and
                       maintained as required and, if not, that deficiencies are rectified as soon as practicable.
 371                 </p>
 372               </div>
 373               <div class="section1">
 373               </div>
 379               <div class="section">
 379                 <h2 id="fourteen">
 379                   13. Records Should be Kept Securely
 379                 </h2>
 380                 <p>
 380                   All records held on children must be kept securely.
 380                 </p>
 381                 <p>
 381                   Children's paper files should normally be stored in a locked cabinet, or a similar manner,
                       usually in an office which only staff have access to.
 381                 </p>
 383                 <p>
 383                   These records should not be left unattended when not in their normal location.
 383                 </p>
 384                 <p>
 384                   All electronic records must be kept securely and comply with the requirements of the Data
                       Protection Act 2018. This will include arrangements such as:
 384                 </p>
 385                 <ul>
 386                   <li>
 386                     Password protection;
 386                   </li>
 387                   <li>
 387                     Automatic log out of screens;
 387                   </li>
 388                   <li>
 388                     Logging off computers;
 388                   </li>
 389                   <li>
 389                     Changing passwords on a regular basis.
 389                   </li>
 390                 </ul>
 391                 <p>
 391                   Where staff are working in an 'agile' / 'mobile' / 'hot-desking' context, care must be
                       exercised to ensure that records or computers are not left on or overlooked by others.
 391                 </p>
 392                 <p>
 392                   Children's archived paper files are stored securely offsite with the Council's commercial
                       document storage provider – Iron Mountain. Paper records are requested via the MOSAIC
                       Support Team, who organise secure retrieval of offsite records to a secure onsite room for
                       distribution to the requesting social worker.
 392                 </p>
 393               </div>
 394               <div class="section1">
 394               </div>
 400               <div class="section">
 400                 <h2 id="fifteen">
 400                   14. Removal of Records
 400                 </h2>
 401                 <h3>
 401                   14.1 Exceptional Occurrence
 402                 </h3>
 403                 <p>
 403                   Records should not normally be taken from the location where they are usually kept.
 403                 </p>
 404                 <p>
 404                   If it is necessary to remove a record from its normal location, a manager should approve
                       this and should stipulate or agree how long it is necessary to remove the record. The
                       manager must also be satisfied that adequate measures are in place to ensure the security of
                       the record(s) whilst they are removed. For example, records must never be left in unattended
                       vehicles.
 404                 </p>
 405                 <p>
 405                   The authorisation for a record to be removed must be recorded and those who may have need to
                       see the records should be informed of their removal. The manager must then ensure the record
                       is returned as required/agreed.
 405                 </p>
 406                 <p>
 406                   Should the situation ever occur where a file / documents are lost or mislaid, the local
                       authority officer must report this immediately to their manager and every reasonable effort
                       should be made to obtain their recovery. The service user should be advised of such an
                       event.
 406                 </p>
 407                 <p>
 407                   See Warrington Borough Council Corporate Records Management -
 407 next issueprevious issueE042 Invalid URI found in attribute 'href':
A URI was found in the link that is invalid according to RFC 3986. A common mistake is to include spaces. An invalid <base> tag, will also cause this error.     E622 The 'href' attribute does not have a valid value: It is an invalid URI, most likely containing
              invalid characters such as spaces (see rfc3986):
The HTML specification being tested against defines certain valid values for each attribute. Usually a list of valid values will be displayed when you see this message. Note that many values must be in lower case in XHTML, including the 'x' in numeric hex entity references. Also note that what values are allowed varies from standard to standard.                       <a href="https://intranet.wla.int/RASC/BIS/Records Management And Data Retention/Procedures and
                       guidelines/Keeping paper documents safe offsite - user guidance v1.1 FINAL.pdf" target="_blank"
                       rel="noopener">
 407                     Keeping paper documents safe offsite: User Guidance
 407                   </a>
 407                   .
 407                 </p>
 408                 <h3>
 408                   14.2 Records Moved to a New Location Must be Monitored
 408                 </h3>
 409                 <p>
 409                   Where records are necessarily moved to a new location, the date of transfer should be
                       clearly recorded.
 409                 </p>
 410                 <p>
 410                   See Warrington Borough Council Corporate Records Management -
 410 next issueprevious issueE042 Invalid URI found in attribute 'href':
A URI was found in the link that is invalid according to RFC 3986. A common mistake is to include spaces. An invalid <base> tag, will also cause this error.     E622 The 'href' attribute does not have a valid value: It is an invalid URI, most likely containing
              invalid characters such as spaces (see rfc3986):
The HTML specification being tested against defines certain valid values for each attribute. Usually a list of valid values will be displayed when you see this message. Note that many values must be in lower case in XHTML, including the 'x' in numeric hex entity references. Also note that what values are allowed varies from standard to standard.                       <a href="https://intranet.wla.int/RASC/BIS/Records Management And Data Retention/Procedures and
                       guidelines/Keeping paper documents safe offsite - user guidance v1.1 FINAL.pdf" target="_blank"
                       rel="noopener">
 410                     Keeping paper documents safe offsite: User Guidance
 410                   </a>
 410                   .
 410                 </p>
 411                 <p>
 411                   The sender should check that the records have arrived at their intended destination.
 411                 </p>
 412                 <p>
 412                   If records are moving because of a case transfer an audit should be carried out by a manager
                       prior to transfer to ensure all relevant information and documents are available on the
                       child's record.
 412                 </p>
 413               </div>
 414               <div class="section1">
 414               </div>
 420               <div class="section">
 420                 <h2 id="eighteen">
 420                   15. Use of Computers at Home
 420                 </h2>
 421                 <p>
 421                   Staff using computers at home for work purposes must ensure that they are working within the
                       rules of the 'data protection principles' in accordance with the Data Protection Act (2018).
                       Staff are required to familiarise themselves with the local information security policy.
 421                 </p>
 422                 <p>
 422                   This applies to staff using laptop computers and mobile devices in the course of their
                       duties.
 422                 </p>
 423                 <p>
 423                   Should the situation ever occur where a laptop is lost or mislaid, the local authority
                       officer must report this immediately to their manager and every reasonable effort should be
                       made to obtain their recovery.
 423                 </p>
 424                 <p>
 424                   Consideration should be given as to whether service users should be advised of such an
                       event.
 424                 </p>
 425               </div>
 426               <div class="section1">
 426               </div>
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