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 135             <div class="panel-body">
 136               <h1>
 136                 Applications for Special Guardianship Orders
 136               </h1>
 141               <div class="well">
 142                 <p class="bold">
 142                   RELATED CHAPTER
 142                 </p>
 143                 <p>
 143                   This chapter should be read in conjunction with
 143                   <a href="files/permanence_policy.pdf" target="_blank" rel="noopener">
 143                     Securing Permanence Procedure
 143                   </a>
 143                   .
 143                 </p>
 144                 <p class="bold">
 144                   RELATED NATIONAL GUIDANCE
 144                 </p>
 145                 <p>
 145                   <a href="https://www.gov.uk/government/publications/special-guardianship-guidance"
                       target="_blank" rel="noopener">
 145                     DfE, Special Guardianship Guidance
 145                   </a>
 145                 </p>
 146                 <p>
 146                   <a href="https://www.gov.uk/guidance/adoption-support-fund-asf" title="adopt_supp_link1"
                       target="_blank" rel="noopener">
 146                     Adoption Support Fund
 146                   </a>
 146                 </p>
 147                 <p>
 147                   <a href="https://www.lgo.org.uk/information-centre/reports/focus-reports" target="_blank"
                       rel="noopener">
 147                     Firm Foundations: Complaints about Council Support and Advice for Special Guardians (Local
                         Government and Social Care Ombudsman)
 147                   </a>
 147                 </p>
 148                 <p>
 148                   <a
                       href="https://www.gov.uk/government/publications/designated-teacher-for-looked-after-childre
                       n" target="_blank" rel="noopener">
 148                     The Designated Teacher for Looked After and Previously Looked After Children: Statutory
                         Guidance on their Roles and Responsibilities
 148                   </a>
 148                 </p>
 149                 <p class="bold">
 149                   LOCAL GUIDANCE AND INFORMATION
 149                 </p>
 150                 <p>
 150 next issueprevious issueW867 [WCAG21 2.4.4 (A)] Identical adjacent links that use different link text may be confusing: See
              matching tag on line: 153
If you have adjacent links to the same place with different link text it can be confusing to the user. You should consider combining these into one link and removing any redundant link text. See Understanding 2.4.4.                       <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3" href="#"
                       data-target="#myModal">
 152                     What is a Special Guardianship Order? (Children Act 1989, Section 14) - Information for
                         Those Considering Special Guardianship in Warrington
 152                   </a>
 152                 </p>
 153                 <p>
 153 next issueprevious issueW867 [WCAG21 2.4.4 (A)] Identical adjacent links that use different link text may be confusing: See
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If you have adjacent links to the same place with different link text it can be confusing to the user. You should consider combining these into one link and removing any redundant link text. See Understanding 2.4.4.                       <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3" href="#"
                       data-target="#myModal">
 155                     Special Guardianship Policy Flowchart
 155                   </a>
 155                 </p>
 156                 <p>
 156 next issueprevious issueW867 [WCAG21 2.4.4 (A)] Identical adjacent links that use different link text may be confusing: See
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If you have adjacent links to the same place with different link text it can be confusing to the user. You should consider combining these into one link and removing any redundant link text. See Understanding 2.4.4.                       <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3" href="#"
                       data-target="#myModal">
 158                     Special Guardianship Support Services Guidance
 158                   </a>
 158                 </p>
 159                 <p class="bold">
 159                   AMENDMENT
 159                 </p>
 160                 <p>
 160                   <a href="#assesment_support">
 160                     Section 11, Assessment for Support and Special Guardianship Plan
 160                   </a>
 160                   was updated in April 2020 to reflect processes in place for assessing and approving support
                       for Special Guardians.
 160                 </p>
 161                 New local information and information and guidance was added (see above).
 161               </div>
 168               <div class="section">
 169                 <h2 id="introduction">
 169                   1. Introduction
 169                 </h2>
 170                 <p>
 170                   Special Guardianship offers an option for children needing permanent care outside their
                       birth family. It can offer greater security without absolute severance from the birth family
                       as in adoption.
 170                 </p>
 171                 <p>
 171                   It can meet the needs of a significant group of children, mainly older, who need a sense of
                       stability and security but who do not wish to make the absolute legal break with their birth
                       family that is associated with adoption.
 171                 </p>
 172                 <p>
 172                   It also provides an alternative for achieving permanence in families where adoption, for
                       cultural or religious reasons, is not an option.
 172                 </p>
 173                 <p>
 173                   A Special Guardianship Order offers greater stability and legal security to a placement than
                       a Child Arrangements Order.
 173                 </p>
 174                 <p>
 174                   Children subject to a Special Guardianship Order are eligible as previously Children in Care
                       for additional support with their education (Sections 20(4) and 20A(4) of the Children and
                       Young Persons Act 2008). For further information, please see the
 174                   <a href="p_educ_lac.html">
 174                     Education of Looked After and Previously Looked After Children Procedure
 174                   </a>
 174                   .
 174                 </p>
 175                 <p>
 175                   Special Guardians have Parental Responsibility for the child and, whilst this is shared with
                       the child's parents, the Special Guardian has the ability to exercise this responsibility
                       without seeking permission from the parents (please refer to
 175                   <a href="#paren_resp">
 175                     Section 3, Parental Responsibility
 175                   </a>
 175                   ).
 175                 </p>
 176                 <p>
 176                   A Special Guardianship Order made with respect to a child who is the subject of a Care Order
                       or for an order for contact to a child in care discharges those orders.
 176                 </p>
 177                 <p>
 177                   A Care Order, however, does not automatically revoke a Special Guardianship Order although
                       the Special Guardian's exercise of Parental Responsibility is restricted as the local
                       authority has  primary responsibility for decision-making under the Care Order.
 177                 </p>
 178                 <p>
 178                   For further details about Special Guardianship as a permanence option for Children in Care,
                       see
 178                   <a href="files/permanence_policy.pdf" target="_blank" rel="noopener">
 178                     Securing Permanence Procedure
 178                   </a>
 178                   .
 178                 </p>
 179                 <p>
 179                   People thinking about becoming special guardians will be provided with clear, user-friendly
                       information to help them make informed choices. This should include information on support
                       available and how this is reviewed.
 179                 </p>
 180                 <p>
 180                   For more information, please see '
 180                   <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3"
                       href="#" data-target="#myModal">
 182                     What is a Special Guardianship Order? (Children Act 1989, Section 14) - Information for
                         Those Considering Special Guardianship in Warrington
 182                   </a>
 182                   '.
 182                 </p>
 183               </div>
 184               <div class="section1">
 184               </div>
 190               <div class="section">
 191                 <h2 id="who_apply">
 191                   2. Who may Apply?
 191                 </h2>
 192                 <p>
 192                   Applications for Special Guardianship may be individual or joint. Joint applicants do not
                       need to be married. Special Guardians must be 18 or over and must not be a parent of the
                       child in question.
 192                 </p>
 193                 Subject to giving notice to the relevant local authority, the following people are entitled to
                     apply for a Special Guardianship Order without needing to first seek the leave of the court:
 194                 <ul>
 195                   <li>
 195                     Any guardian of the child;
 195                   </li>
 196                   <li>
 196                     Any person who is named in a child arrangements order as a person with whom the child is
                         to live;
 196                   </li>
 197                   <li>
 197                     Any person who has the consent of each person named in a child arrangements order as a
                         person with whom the child is to live;
 197                   </li>
 198                   <li>
 198                     Anyone with whom the child has lived for a period of at least 3 years (which need not be
                         continuous, but must not have begun more than 5 years before, or ended more than 3 months
                         before, the making of the application);
 198                   </li>
 199                   <li>
 199                     A relative with whom the child has lived for a period of at least 1 year immediately
                         preceding the application;
 199                   </li>
 200                   <li>
 200                     Where the child is in the care of a local authority, any person who has the consent of the
                         local authority;
 200                   </li>
 201                   <li>
 201                     Any person who has the consent of all those with parental responsibility for the child;
 201                   </li>
 202                   <li>
 202                     Any other person, aged 18 or over (other than a parent) may apply for a Special
                         Guardianship Order if he or she has the leave of the court to make the application.
 202                   </li>
 203                 </ul>
 204               </div>
 205               <div class="section1">
 205               </div>
 211               <div class="section">
 212                 <h2 id="paren_resp">
 212                   3. Parental Responsibility
 212                 </h2>
 213                 <p>
 213                   The Special Guardian will have Parental Responsibility for the child and, subject to any
                       other order in force, will have clear responsibility for the day-to-day decisions about
                       caring for the child to the exclusion of anyone else who might have Parental Responsibility
                       (apart from another Special Guardian).
 213                 </p>
 214                 <p>
 214                   The child's parents will continue to hold Parental Responsibility but their exercise of it
                       will be limited. The parents will, however, retain the right to consent or not to the
                       child's adoption or placement for adoption. The Special Guardian must also take reasonable
                       steps to inform the parents if the child dies (see
 214                   <a href="#special_guard">
 214                     Section 15, Special Guardian Duty on the Death of the Child
 214                   </a>
 214                   ).
 214                 </p>
 215                 <p>
 215                   In addition there are certain steps in a child's life which require the consent of everyone
                       with Parental Responsibility or the leave of the court, for example:
 215                 </p>
 216                 <ul>
 217                   <li>
 217                     Causing the child to be known by a different surname; or
 217                   </li>
 218                   <li>
 218                     Removing the child from the United Kingdom for longer than 3 months.
 218                   </li>
 219                 </ul>
 220                 <p>
 220                   The court may, at the time of making the Special Guardianship Order, give leave for the
                       child to be known by a new surname and/or to be removed from the United Kingdom for longer
                       than 3 months, either generally or for specified purposes.
 220                 </p>
 221                 <p>
 221                   For the avoidance of doubt, a child is any child or young person under the age of 18 years.
 221                 </p>
 222               </div>
 223               <div class="section1">
 223               </div>
 229               <div class="section">
 230                 <h2 id="circumstances">
 230                   4. The Circumstances in which a Special Guardianship Order may be Made
 230                 </h2>
 231                 <p>
 231                   The Court may make a Special Guardianship Order in any family proceedings concerning the
                       welfare of the child. This applies even where no application has been made and includes
                       adoption proceedings.
 231                 </p>
 232                 <p>
 232                   Any person making an application for a Special Guardianship Order must give 3 months'
                       written notice to their local authority of their intention to apply. In relation to a Looked
                       After Child, the notice will go to the local authority looking after the child. In all other
                       cases, the notice will be sent to the local authority for the area where the applicant
                       resides. The local authority receiving the notice will then have a duty to provide a report
                       to the Court.
 232                 </p>
 233                 <p>
 233                   The only exception to the requirement for 3 months' notice is where the Court has granted
                       leave to make an application and waived the notice period.
 233                 </p>
 234                 <p>
 234                   Where the local authority has received notice from an applicant or a request for a report
                       from the Court, it should send written information about the steps it proposes to take in
                       preparing the report to the prospective Special Guardian and the parents of the child in
                       question. This should include information about Special Guardianship support services and
                       how to request an assessment of needs for support. Please see:
 234                   <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3"
                       href="#" data-target="#myModal">
 236                     What is a Special Guardianship Order? (Children Act 1989, Section 14) - Information for
                         Those Considering Special Guardianship in Warrington
 236                   </a>
 236                   .
 236                 </p>
 237               </div>
 238               <div class="section1">
 238               </div>
 244               <div class="section">
 245                 <h2 id="planning_meet">
 245                   5. Planning Meeting
 245                 </h2>
 246                 <p>
 246                   Once notice has been received that an application for Special Guardianship is to be made,
                       the notice should be passed to the allocated social worker or, if the child is not
                       previously known, arrangements must be made for the case to be allocated to a social worker.
 246                 </p>
 247                 <p>
 247                   The allocated social worker should arrange a planning meeting as soon as practicable (within
                       at least 28 days) after the notice is received. The planning meeting should clarify the
                       steps to be taken, who will carry out the necessary assessments and who will contribute to
                       the report for the Court. Court timescales will need to be clarified.
 247                 </p>
 248                 <p>
 248                   The social worker or social workers preparing the Court report should be suitably qualified
                       and experienced. There are no specific requirements as to the level of qualification or
                       experience required and it will be for the manager of the relevant social work team to
                       ensure that the allocated worker is competent to write the report.
 248                 </p>
 249                 <p>
 249                   In all cases there will need to be:
 249                 </p>
 250                 <ul>
 251                   <li>
 251                     An assessment of the current and likely future needs of the child (including any harm the
                         child has suffered and any risk of future harm posed by the child's parents, relatives or
                         any other person the local authority considers relevant);
 251                   </li>
 252                   <li>
 252                     An assessment of the prospective Special Guardian's parenting capacity including:
 253                     <ol style="list-style-type:lower-roman">
 254                       <li>
 254                         Their understanding of, and ability to meet, the child's current and likely future
                             needs, particularly any needs the child may have arising from harm that the child has
                             suffered;
 254                       </li>
 255                       <li>
 255                         Their understanding of, and ability to protect the child from any current or future
                             risk of harm posed by the child's parents, relatives or any other person the local
                             authority consider relevant, particularly in relation to contact between any such
                             person and the child;
 255                       </li>
 256                       <li>
 256                         Their ability and suitability to bring up the child until the child reaches the age of
                             eighteen.
 256                       </li>
 257                     </ol>
 258                   </li>
 259                   <li>
 259                     An assessment of the proposed contact arrangements and the support needs (see
 259                     <a href="#assesment_support">
 259                       Section 11, Assessment for Support and Special Guardianship Plan
 259                     </a>
 259                     ) of the child, parents and the prospective special guardian.
 259                   </li>
 260                 </ul>
 261                 <p>
 261                   The assessment of the applicants should include their medical history, the references
                       received and the Disclosure and Barring Service and other statutory checks undertaken for
                       the assessment.
 261                 </p>
 262                 <p>
 262                   Good practice would suggest that the court report should be completed within 2 months of the
                       notice being received that an application is to be made. If Special Guardianship is
                       supported by the local authority, a Support Assessment / Support Plan should be completed 1
                       month prior to the court hearing.
 262                 </p>
 263               </div>
 264               <div class="section1">
 264               </div>
 270               <div class="section">
 271                 <h2 id="approval_spec">
 271                   6. Approval of Special Guardianship for Children in Care
 271                 </h2>
 272                 <p>
 272                   If the child is looked after or subject to pre-proceedings and the application has been
                       agreed as part of the child's permanence plan, the assessments will usually have been
                       undertaken and the outcomes agreed as part of the permanence planning for the child, in
                       which case there will be no need to hold a planning meeting.
 272                 </p>
 273                 <p>
 273                   Special Guardianship as an outcome for a Looked After child must be approved by a Head of
                       Service.
 273                 </p>
 274               </div>
 275               <div class="section1">
 275               </div>
 281               <div class="section">
 282                 <h2 id="report_court">
 282                   7. Report to the Court
 282                 </h2>
 283                 <p>
 283                   The social worker or social workers preparing the Court report should be suitably qualified
                       and experienced.
 283                 </p>
 284                 <p>
 284                   Once completed, the Court Report should be submitted by the author(s) to their line
                       manager(s) for approval.
 284                 </p>
 285                 <p>
 285                   See
 285                   <a href="g_court_rept.html">
 285                     Court Reports in Placement Order Applications and Adoption/Special Guardianship Guidance
 285                   </a>
 285                   for what is required to be included in the report.
 285                 </p>
 286                 <p>
 286                   The court is unable to make a Special Guardianship Order unless and until it has received a
                       Special Guardianship Report; however, where the bulk of the information required is already
                       before the court in another format, the local authority is not required to start from
                       scratch. Instead, the local authority should be directed to file a report, which will fulfil
                       the requirements by providing any missing information and by setting out the remaining
                       information in the form of cross-references to the information already before the court in
                       other reports.
 286                 </p>
 287               </div>
 288               <div class="section1">
 288               </div>
 294               <div class="section">
 295                 <h2 id="discharge_spec">
 295                   8. Variation and Discharge of Special Guardianship Order
 295                 </h2>
 296                 <p>
 296                   A Special Guardianship Order can be varied or discharged on the application of:
 296                 </p>
 297                 <ul>
 298                   <li>
 298                     The Special Guardian (or any of them, if there are more than one);
 298                   </li>
 299                   <li>
 299                     The local authority in whose name a Care Order was in force before the Special
                         Guardianship Order was made;
 299                   </li>
 300                   <li>
 300                     Any person who is named in a Child Arrangements Order as a person with whom the child is
                         to live;
 300                   </li>
 301                   <li>
 301                     With the leave of the court:
 302                     <ul>
 303                       <li>
 303                         Any parent or guardian of the child;
 303                       </li>
 304                       <li>
 304                         Any step-parent who has Parental Responsibility;
 304                       </li>
 305                       <li>
 305                         Anyone who had (but no longer has) Parental Responsibility immediately before the
                             Special Guardianship Order was made;
 305                       </li>
 306                       <li>
 306                         The child (if the court is satisfied that the child has sufficient understanding to
                             make the proposed application).
 306                       </li>
 307                     </ul>
 308                   </li>
 309                 </ul>
 310                 <p>
 310                   Where the applicant is not the child and the leave of the court is required, the court may
                       only grant leave if there has been a significant change in circumstances since the Special
                       Guardianship Order was made.
 310                 </p>
 311                 <p>
 311                   The court may during any family proceedings in which a question arises about the welfare of
                       a child who is subject to a Special Guardianship Order, vary or discharge the Order in the
                       absence of an application.
 311                 </p>
 312               </div>
 313               <div class="section1">
 313               </div>
 319               <div class="section">
 320                 <h2 id="spec_guard_support">
 320                   9. Special Guardianship Support Services (Warrington)
 320                 </h2>
 321                 <p>
 321                   The local authority must make arrangements for the provision for a range of support services
                       in their area to meet the needs of people affected by Special Guardianship.
 321                 </p>
 322                 <p>
 322                   Special Guardianship support services are defined as:
 322                 </p>
 323                 <ul>
 324                   <li>
 324                     Financial support (see
 324                     <a href="#financial_support">
 324                       Section 13, Financial Support
 324                     </a>
 324                     );
 324                   </li>
 325                   <li>
 325                     Services to enable groups of children for whom a Special Guardianship Order is in force
                         (or in respect of whom such an Order is being formally considered), special guardians,
                         prospective special guardians, and parents of the child to discuss matters relating to
                         special guardianship;
 325                   </li>
 326                   <li>
 326                     Assistance, including mediation services, in relation to contact between the child and
                         their parents or relatives or any other person with whom the child has a relationship that
                         the local authority considers to be beneficial to the welfare of the child;
 326                   </li>
 327                   <li>
 327                     Therapeutic services for the child;
 327                   </li>
 328                   <li>
 328                     Assistance for the purpose of ensuring the continuance of the relationship between the
                         child and his/her special guardian or prospective special guardian, including training for
                         the special guardian or prospective special guardian to meet any special needs of the
                         child; respite care; and mediation in relation to matters relating to Special Guardianship
                         Orders and;
 328                   </li>
 329                   <li>
 329                     Counselling, advice and information.
 329                   </li>
 330                 </ul>
 331                 <p>
 331                   Where the support provided includes respite care requiring the provision of accommodation,
                       the child must be Looked After for the duration of the period of respite care to ensure that
                       appropriate safeguards are in place.
 331                 </p>
 332                 <p>
 332                   Special Guardianship Support will be subject to the approval of a Head of Service.
 332                 </p>
 333                 <p>
 333                   The provision of any services (other than counselling, advice and information) may include
                       cash assistance. When cash is provided in this way it should not be means tested as it is
                       being given as part of a service rather than as financial support. Any payment should be
                       based on an assessment of need and subject to the approval of the Head of Service.
 333                 </p>
 334                 <p>
 334                   Support services should not be seen in isolation from mainstream services and it is
                       important to ensure that families are assisted in accessing mainstream services and are
                       aware of their entitlements to tax credits and social security benefits.
 334                 </p>
 335                 <p>
 335                   Where the child was previously Looked After, responsibility for the assessment and provision
                       of services for the child, the Special Guardian and any children of the Special Guardian all
                       remain the responsibility of the local authority where the child was last looked after for 3
                       years after the making of a Special Guardianship Order. Thereafter the local authority where
                       the Special Guardian lives will be responsible for assessing and providing support services.
 335                 </p>
 336                 <p>
 336                   Special Guardians who remain in the Warrington Borough Council area will be entitled to
                       support and guidance from our Families First service up until the child is 18 years of age.
                       This service will need to be requested.
 336                 </p>
 337                 <p>
 337                   If a child is not Looked After, the local authority where the Special Guardian lives has the
                       responsibility for assessing and providing support services. This includes assessment and
                       any support that is needed by the child's relatives who may live elsewhere. If the special
                       guardian and his/her family move, then the responsibility passes to the new local authority.
                       The local authority where the special guardian previously lived should cooperate as needed
                       to ensure a smooth transition for the child.
 337                 </p>
 338                 <p>
 338                   Ongoing financial support (i.e. that paid on a regular basis), which was agreed before the
                       Special Guardianship Order was made, remains the responsibility of the local authority that
                       agreed it so long as the family qualify  for payments.
 338                 </p>
 339                 <p>
 339                   Local authorities may also provide services to people outside their area in other
                       circumstances where the authority considers it appropriate. For example, transitional
                       arrangements by the originating authority where a family move to allow time for the new
                       authority to review the family's existing plan without a break in service provision.
 339                 </p>
 340                 In addition to the support provided by local authorities, the Adoption Support Fund in England
                     also covers therapeutic support for children, living in England, who were previously in care
                     immediately before the making of a Special Guardianship Order.
 341                 <p>
 341                   Based on the assessment of needs, local authorities can apply for funding from the
 341                   <a href="https://www.gov.uk/guidance/adoption-support-fund-asf" title="adopt_supp_link2"
                       target="_blank" rel="noopener">
 341                     Adoption Support Fund
 341                   </a>
 341                   .
 341                 </p>
 342                 <p>
 342                   See also:
 342                   <a class="modalButton" data-toggle="modal"
                       data-src="https://proceduresonline.com/trixcms1/warringtoncs/doc-library#collapse5_3"
                       href="#" data-target="#myModal">
 344                     Special Guardianship Support Services Guidance
 344                   </a>
 344                   .
 344                 </p>
 345               </div>
 346               <div class="section1">
 346               </div>
 352               <div class="section">
 353                 <h2 id="entitle_assessment">
 353                   10. Entitlement to Assessment for Special Guardianship Support
 353                 </h2>
 354                 <p>
 354                   Where the child is Looked After or was Looked After immediately prior to the making of the
                       Special Guardianship Order, the following people MUST receive an assessment at their
                       request:
 354                 </p>
 355                 <ul>
 356                   <li>
 356                     The child;
 356                   </li>
 357                   <li>
 357                     The Special Guardian or prospective Special Guardian;
 357                   </li>
 358                   <li>
 358                     A parent.
 358                   </li>
 359                 </ul>
 360                 <p>
 360                   Where the child is not Looked After or was not Looked After immediately prior to the making
                       of the Special Guardianship Order, the following people MAY be offered an assessment of
                       their need for Special Guardianship support services:
 360                 </p>
 361                 <ul>
 362                   <li>
 362                     The child;
 362                   </li>
 363                   <li>
 363                     The Special Guardian or prospective Special Guardian;
 363                   </li>
 364                   <li>
 364                     A parent.
 364                   </li>
 365                 </ul>
 366                 <p>
 366                   In all cases, whether the Special Guardianship child is looked after or not, the following
                       people also MAY be offered an assessment of their need for Special Guardianship support
                       services:
 366                 </p>
 367                 <ul>
 368                   <li>
 368                     A child of the Special Guardian;
 368                   </li>
 369                   <li>
 369                     Any person with a significant ongoing relationship with the child.
 369                   </li>
 370                 </ul>
 371                 <p>
 371                   If a local authority decides not to assess in cases where they have discretion as above,
                       legal advice should be sought in the first instance. The local authority must notify the
                       decision in writing, including reasons for the decision, to the person making the request.
                       The person who requested the assessment must be allowed at least 28 days to make
                       representations in relation to the decision.
 371                 </p>
 372                 It will not always be necessary to undertake an assessment before providing information,
                     advice or counselling services. However, if the local authority is considering providing any
                     of the support services (see listing above) then a full assessment should be carried
                     out. However where a request relates to a particular service or where it is clear that a
                     particular service is what is required, then the assessment process can be limited to looking
                     at the need for that service.
 372               </div>
 373               <div class="section1">
 373               </div>
 379               <div class="section">
 380                 <h2 id="assesment_support">
 380                   11. Assessment for Support and Special Guardianship Plan
 380                 </h2>
 381                 <p>
 381                   The assessment should be based on the Assessment Framework and include the following:
 381                 </p>
 382                 <ul>
 383                   <li>
 383                     The developmental needs of the child;
 383                   </li>
 384                   <li>
 384                     The child's educational needs;
 384                   </li>
 385                   <li>
 385                     The parenting capacity of the Special Guardian or prospective Special Guardian;
 385                   </li>
 386                   <li>
 386                     Family and environmental factors that have shaped the life of the child;
 386                   </li>
 387                   <li>
 387                     What the life of the child might be like with the proposed Special Guardian;
 387                   </li>
 388                   <li>
 388                     Any previous assessments undertaken in respect of the child, the Special Guardian or the
                         prospective Special Guardian;
 388                   </li>
 389                   <li>
 389                     The needs of the Special Guardian or prospective Special Guardian and their family;
 389                   </li>
 390                   <li>
 390                     The likely impact of the Special Guardianship Order on any pre-existing relationship
                         between the child, parent and Special Guardian.
 390                   </li>
 391                 </ul>
 392                 <p>
 392                   Assessments for special guardianship support services should follow the guidance set out in,
                       and use the domains of, the Assessment Framework, recognising that the context is different
                       from that for birth families. This takes into account the child's developmental needs, the
                       parenting capacity of the special guardian and consideration of the family and environmental
                       factors that together help to explain the child's life so far and what life might be like
                       with the new family
 392                 </p>
 393                 <p>
 393                   Consultation with the relevant Clinical Commissioning Group and Local Education Authority
                       should form part of the assessment process (particularly if the child has an ECHP or
                       requires continuing health care), and the person whose needs are being assessed should be
                       interviewed unless the assessment relates only to information and advice or unless it is not
                       appropriate to interview a child. In this case the child's actual or prospective special
                       guardian may be interviewed.
 393                 </p>
 394                 <p>
 394                   The assessment process should be flexible and should not delay provision of appropriate
                       services.
 394                 </p>
 395                 <p>
 395                   After the assessment has been undertaken the local authority is required to prepare a
                       written report of the assessment. This will include a support plan.
 395                 </p>
 396                 <p>
 396                   The Plan should be written in such a way that everyone affected can understand and set out:
 396                 </p>
 397                 <ol>
 398                   <li>
 398                     The services to be provided;
 398                   </li>
 399                   <li>
 399                     The objectives and criteria for success;
 399                   </li>
 400                   <li>
 400                     Timescales for provision;
 400                   </li>
 401                   <li>
 401                     Procedures for review;
 401                   </li>
 402                   <li>
 402                     A named person to monitor the provision of services in accordance with the Plan.
 402                   </li>
 403                 </ol>
 404                 <p>
 404                   Special Guardianship Support will be subject to the approval of the Head of Service.
 404                 </p>
 405                 <p>
 405                   Once the necessary approval has been obtained, the social worker must send the proposed
                       Assessment and Plan to the person requesting support, and allow 28 days for that person to
                       make representations about the proposed plan. The social worker should also give information
                       to the person concerned about who to contact to obtain independent advice and advocacy.
 405                 </p>
 406                 <p>
 406                   Where representations are received, they should be referred to the Head of Service to decide
                       whether to amend or confirm the Assessment for Support and Plan.
 406                 </p>
 407                 <p>
 407                   The allocated social worker must then write to the person concerned setting out the final
                       Assessment for Support and Plan. A final notice of the authority's decision must then be
                       given to include the following:
 407                 </p>
 408                 <ol>
 409                   <li>
 409                     Information about the outcome of assessment and reasons for it;
 409                   </li>
 410                   <li>
 410                     Details of the plan and the name of the person nominated to monitor the provision of
                         services;
 410                   </li>
 411                   <li>
 411                     The services (if any) that the local authority proposes to provide to help meet the
                         child’s needs;
 411                   </li>
 412                   <li>
 412                     Where financial support is to be provided:
 413                     <ol style="list-style:lower-alpha">
 414                       <li>
 414                         The method of determination of the amount of financial support;
 414                       </li>
 415                       <li>
 415                         The amount, frequency, start date and period of any payment in instalments;
 415                       </li>
 416                       <li>
 416                         When any single payment is to be made;
 416                       </li>
 417                       <li>
 417                         Details of any conditions and the date by which those conditions are to be met;
 417                       </li>
 418                       <li>
 418                         The arrangements and procedure for review, variation and termination of financial
                             support;
 418                       </li>
 419                       <li>
 419                         The responsibility of the authority in relation to reviews and of the Special Guardian
                             in respect of any conditions.
 419                       </li>
 420                     </ol>
 421                   </li>
 422                 </ol>
 423                 <p>
 423                   As a previously looked after child, the child subject to a Special Guardianship Order will
                       be entitled to additional education support. This will be accessed through the designated
                       teacher in the child's school. For further information, please see:
 423                   <a href="p_educ_lac.html">
 423                     Education of Looked After and Previously Looked After Children Procedure
 423                   </a>
 423                   .
 423                 </p>
 424               </div>
 425               <div class="section1">
 425               </div>
 431               <div class="section">
 432                 <h2 id="rev_spec_guard">
 432                   12. Review of Special Guardianship Support Plan
 432                 </h2>
 433                 <p>
 433                   Special Guardianship Support Services (other than financial support payable periodically)
                       must be reviewed:
 433                 </p>
 434                 <ul>
 435                   <li>
 435                     If there is any change of circumstances affecting the support;
 435                   </li>
 436                   <li>
 436                     At such stage of the implementation of the plan as is considered most appropriate;
 436                   </li>
 437                   <li>
 437                     In any event at least annually.
 437                   </li>
 438                 </ul>
 439                 <p>
 439                   Where services are being reviewed the same procedure for assessment must be followed as in a
                       first assessment.
 439                 </p>
 440                 <p>
 440                   If a local authority proposes to vary or terminate the provision of special guardianship
                       support services to any person, before making any decision as a result of the review, it
                       must give the person an opportunity to make representations and for that purpose it must
                       give notice of the proposed decision and the time allowed for making representations. This
                       notice must contain the same information as the notification of the outcome of a first
                       assessment including a draft of the revised plan.
 440                 </p>
 441                 <p>
 441                   Any change to the Special Guardianship Support Plan will be subject to the approval of the
                       Head of Service. Local arrangements will determine whether any additional approval is
                       required for changes to financial support.
 441                 </p>
 442                 <p>
 442                   If the local authority decides to vary or terminate the provision of support after the
                       review, notice in writing must be given.
 442                 </p>
 443                 <p>
 443                   The format and content of the review will vary depending on the circumstances of the case.
                       Notification of changes of circumstances and any review of the provision of support services
                       need not always necessitate direct contact between the local authority and the special
                       guardian. Where the change of circumstances is relatively minor the review might be limited
                       to an exchange of correspondence. In particular, the annual review of financial support
                       might be achieved by exchange of correspondence between the local authority and the special
                       guardian. Where the change of circumstances is relevant only to one service the review may
                       be carried out with reference only to that service. However, where the change of
                       circumstances is substantial, for example, a serious change in the behaviour of the child,
                       it will normally be appropriate to conduct a new assessment of needs.
 443                 </p>
 444               </div>
 445               <div class="section1">
 445               </div>
 451               <div class="section">
 452                 <h2 id="financial_support">
 452                   13. Financial Support
 452                 </h2>
 453                 <p>
 453                   Government guidance says that special guardianship arrangements should not fail just because
                       of financial problems. Financial support should be paid to help secure a suitable
                       arrangement where this is not possible because of a financial obstacle.
 453                 </p>
 454                 <p>
 454                   Each case must be assessed on its own facts. It would not be lawful, for example, to pay a
                       flat rate to all Special Guardians, or a fixed percentage of fostering allowance.
 454                 </p>
 455                 <p>
 455                   The local authority must take account of any other grant, benefit, allowance or resource
                       available to the person in respect of his needs as a result of becoming a Special Guardian
                       of a child. Financial support cannot duplicate any other payment available to the Special
                       Guardian.
 455                 </p>
 456                 <p>
 456                   Special Guardians must be helped to access any benefits to which they are entitled; this
                       will usually include child benefit and tax credits.
 456                 </p>
 457                 <p>
 457                   The Special Guardian's means will normally be considered when ongoing financial support is
                       being considered. They should therefore be asked to complete a Financial Assessment Form,
                       which, when completed, should be passed to the Finance Officer responsible for carrying out
                       means assessments.
 457                 </p>
 458                 <p>
 458                   Once the means assessment has been carried out, the Finance Officer should send written
                       notification of the outcome to the relevant social worker, who must present this to the Head
                       of Service for approval.
 458                 </p>
 459                 <p>
 459                   The social worker should then write to the Special Guardian setting out the amount of
                       financial support agreed by the Head of Service and information in relation to the
                       following:
 459                 </p>
 460                 <ul>
 461                   <li>
 461                     Whether financial support is to be paid in regular installments and if so, the frequency
                         of payment;
 461                   </li>
 462                   <li>
 462                     The amount of financial support;
 462                   </li>
 463                   <li>
 463                     The period for which the financial support is to be paid;
 463                   </li>
 464                   <li>
 464                     When payment will commence;
 464                   </li>
 465                   <li>
 465                     Conditions for continuing payment and date by which conditions are to be met, i.e.
                         returning Review Forms;
 465                   </li>
 466                   <li>
 466                     Arrangements and procedure for review and termination.
 466                   </li>
 467                 </ul>
 468                 <p>
 468                   A copy of this letter should be sent to the Finance Officer.
 468                 </p>
 469                 <p>
 469                   Means may be disregarded in relation to:
 469                 </p>
 470                 <ul>
 471                   <li>
 471                     The initial costs of accommodating a child who has been Looked After;
 471                   </li>
 472                   <li>
 472                     Recurring travel costs in contact arrangements;
 472                   </li>
 473                   <li>
 473                     Any special care requiring greater expenditure due to illness, disability, emotional or
                         behavioural difficulties or the consequences of the past abuse or neglect of a child
                         previously looked after;
 473                   </li>
 474                   <li>
 474                     Remuneration for former foster carers.
 474                   </li>
 475                 </ul>
 476                 <p>
 476                   Where the Special Guardians were previously the child's foster carers, the local authority
                       can maintain the fostering allowance for a transitional period of 2 years but with
                       discretion to extend if necessary.
 476                 </p>
 477                 <p>
 477                   The only circumstance when the local authority MUST disregard means is when providing
                       financial support in respect of legal costs, including fees payable to a court in respect of
                       a child who is Looked After where the local authority support the making of the Special
                       Guardianship Order or an application is made to vary or discharge a Special Guardianship
                       Order in respect of that child.
 477                 </p>
 478                 <p>
 478                   Local authorities are not expected to meet the legal costs of a Special Guardianship Order
                       where they oppose an application in respect of a child they previously looked after or in a
                       non-looked after case. Local authorities may wish to advise prospective special guardians in
                       these circumstances that they may be able to obtain help with legal costs from the Legal Aid
                       Agency.
 478                 </p>
 479                 <h3>
 479                   Review of Financial Support Paid Periodically
 479                 </h3>
 480                 <p>
 480                   Where financial support is paid periodically the local authority must review this:
 480                 </p>
 481                 <ul>
 482                   <li>
 482                     On receipt of the annual statement received from the special guardian;
 482                   </li>
 483                   <li>
 483                     If there is any relevant change of circumstances that the special guardian agreed to
                         notify, or any breach of a condition comes to the local authority's notice;
 483                   </li>
 484                   <li>
 484                     At any (other) stage in the implementation of the plan that the local authority considers
                         appropriate.
 484                   </li>
 485                 </ul>
 486                 <p>
 486                   The procedure for assessment set out for first assessment for financial support (see above)
                       applies equally to a review of financial support. If the local authority proposes, as a
                       result of the review, to reduce or terminate financial support or revise the plan, before
                       making that decision the local authority must give the person an opportunity to make
                       representations. For that purpose it must give the person notice of the proposed decision
                       and the time allowed for making representations, but the local authority may suspend
                       financial support pending that decision if they think it appropriate.
 486                 </p>
 487                 <p>
 487                   The notice must contain the same information as the notification of the outcome of the first
                       assessment.
 487                 </p>
 488                 <p>
 488                   The local authority must, having regard to the review, and after considering any
                       representations received within the period specified in the notice, then decide whether to
                       vary or terminate payment of the financial support or whether to seek to recover all or part
                       of any financial support that has been paid; and where appropriate, revise the plan.
 488                 </p>
 489                 The local authority must give the person notice of their decision including the reasons for it
                     and, if applicable, the revised plan.
 490                 <p>
 490                   Where Special Guardians are in receipt of financial support, the social worker responsible
                       for monitoring the Special Guardianship Support Plan will write annually to them with a
                       Financial Assessment Review Form to be completed, together with a request for information
                       about any change in circumstances for the Special Guardian or the child.
 490                 </p>
 491                 <p>
 491                   The Assessment Form should be forwarded to the Finance Officer for consideration. If any
                       change in financial support is considered appropriate, the recommended change should be
                       forwarded to the Head of Service for a decision.
 491                 </p>
 492                 <p>
 492                   Where Special Guardians do not return the Assessment Review Forms within the required time
                       scale, the social worker monitoring the support plan should send a reminder letter, giving
                       28 days notice of the suspension of payments if the information requested is not received.
 492                 </p>
 493               </div>
 494               <div class="section1">
 494               </div>
 500               <div class="section">
 501                 <h2 id="urgent_cases">
 501                   14. Urgent Cases
 501                 </h2>
 502                 <p>
 502                   Where a person has an urgent need of a service, the assessment process should not delay
                       provision and arrangements can be made for support to be provided as a matter of urgency in
                       appropriate cases. The approval of the Head of Service will still be required. The local
                       authority will need to review the provision as soon as possible after the support has been
                       provided in accordance with the procedures set out above.
 502                 </p>
 503               </div>
 504               <div class="section1">
 504               </div>
 510               <div class="section">
 511                 <h2 id="special_guard">
 511                   15. Special Guardian Duty on the Death of the Child
 511                 </h2>
 512                 <p>
 512                   If the child with respect to whom a Special Guardianship Order is in force dies, the Special
                       Guardian must take reasonable steps to give notice of that fact to:
 512                 </p>
 513                 <ul>
 514                   <li>
 514                     Each parent of the child with Parental Responsibility; and
 514                   </li>
 515                   <li>
 515                     Each guardian of the child;
 515                   </li>
 516                   <li>
 516                     The local authority will offer support as and where required.
 516                   </li>
 517                 </ul>
 518               </div>
 519               <div class="section1">
 519               </div>
 525               <div class="section">
 526                 <h2 id="app1">
 526                   Appendix 1: Good Practice: Getting it Right First Time
 526                 </h2>
 527                 <p>
 527                   The following suggested good practice is taken from the
 527                   <a href="https://www.lgo.org.uk/information-centre/reports/focus-reports" target="_blank"
                       rel="noopener">
 527                     Local Government and Social Care Ombudsman report  Firm Foundations: Complaints about
                         Council Support and Advice for Special Guardians
 527                   </a>
 527                   (May 2018). 
 527                 </p>
 528                 <p>
 528                   The following is not an exhaustive list but sets out some of the positive steps councils can
                       take:
 528                 </p>
 529                 <ul>
 530                   <li>
 530                     Give early, clear and unambiguous advice to people who are considering becoming special
                         guardians. Consider how this can:
 531                     <ul>
 532                       <li>
 532                         Explain what is special guardianship and what this means for parental responsibility,
                             legal security and stability;
 532                       </li>
 533                       <li>
 533                         Explain the council's role and that of the court;
 533                       </li>
 534                       <li>
 534                         Set out who can apply to be a special guardian and what alternatives could be more
                             suitable;
 534                       </li>
 535                       <li>
 535                         Make the process of applying to be a special guardian clear, including the role of the
                             council in writing a report to court;
 535                       </li>
 536                       <li>
 536                         Explain the assessment process before becoming a special guardian. Explain that
                             applicants may need to complete some training.
 536                       </li>
 537                     </ul>
 538                   </li>
 539                   <li>
 539                     Be as clear as possible about the support that might be available and how the council will
                         assess the applicant's support needs;
 539                   </li>
 540                   <li>
 540                     Be as unambiguous as possible about the fixed term duration of support and what it is
                         likely to be used for;
 540                   </li>
 541                   <li>
 541                     Back up verbal advice and guidance in writing wherever possible, particularly where this
                         may have long term consequences;
 541                   </li>
 542                   <li>
 542                     Manage expectations early on, for example where special guardians expect ongoing support
                         or help with major personal expenditure;
 542                   </li>
 543                   <li>
 543                     Be as clear as possible with applicants that any support may be time limited;
 543                   </li>
 544                   <li>
 544                     Develop advice for social workers involved in supporting potential and actual special
                         guardians. This could include:
 545                     <ul>
 546                       <li>
 546                         A flow chart showing responsibilities at key stages such as suitability assessment,
                             financial assessment, permanence panel and court;
 546                       </li>
 547                       <li>
 547                         A checklist of things to cover at first assessment visit (for example explaining the
                             process and financial situation);
 547                       </li>
 548                       <li>
 548                         A summary of the SGO assessment process including child information (for example
                             attachment issues and any early neglect or trauma), carers information (for example
                             current relationship and stability).
 548                       </li>
 549                     </ul>
 550                   </li>
 551                   <li>
 551                     Keep clear and transparent records of contact with special guardians. This is always
                         important, particularly where guardians will probably be supported by several different
                         social workers and other officers over several years;
 551                   </li>
 552                   <li>
 552                     Write support plans that are clear, in plain English and set actions that are as specific,
                         measurable and achievable as possible so the council and guardian can review progress;
 552                   </li>
 553                   <li>
 553                     Make sure support plans:
 554                     <ul>
 555                       <li>
 555                         Are shared, discussed and agreed with special guardians, and this is well documented;
 555                       </li>
 556                       <li>
 556                         Are written so that they are easy to evaluate and keep under review. It should be easy
                             for the council and guardian to decide whether all the support has been provided;
 556                       </li>
 557                       <li>
 557                         Are regularly reviewed and kept up to date. Make sure plans continue to meet the
                             child's needs as they change;
 557                       </li>
 558                       <li>
 558                         Set out the approach to calculating special guardianship allowance. Explain this at
                             the earliest stage as possible, making clear this will be reviewed and depend on
                             evidence of continuing needs;
 558                       </li>
 559                       <li>
 559                         Keep the best interests of the child at the forefront of decision making.
 559                       </li>
 560                     </ul>
 561                   </li>
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